Law & Practice Relating to Listing Obligations & Disclosure Requirements
Contents: Preface. Part A: Introduction to Listing Regulations and Principles of Corporate Governance: 1. Introduction to Listing Regulations. 2. Corporate Governance. Part B: Common Obligations of Listed Entities. 3. Obligations of Listed Entities. 4. Handling Share Transfer Activities. 5. Preservation of Documents. 6. Filing of Information. 7. Scheme of Arrangement. 8. Grievance Redressal Mechanism. Part C: Obligations of Listed Entity Which has Listed its Specified Securities: 9. Introduction and applicability. 10. Board of Directors. 11. Audit Committee. 12. Nomination and Remuneration Committee. 13. Stakeholders Relationship Committee. 14. Risk Management. 15. Vigil Mechanism. 16. Related Party Transactions. 17. Corporate Governance Requirements - Subsidiary Company. 18. Other Corporate Governance Requirements. 19. Prior Intimation of Board Meeting. 20. Disclosure of Events or Information. 21. Shareholding in Listed Entity. 22. Reclassification of Status of Shareholder. 23. Minimum Public Shareholding . 24. Financial Statements. 25. Annual Statements. 26. Provisions Relating to Securities and Shareholders. 27. Dividend. 28. Change in Name of the Listed Entity. 29. Dissemination of Information. Part D: Obligations of Listed Entity Which Has Listed Its Non-Convertible Debt Securities Or Non-Convertible Redeemable Preference Shares Or Both: 30. Applicability and Definitions - NCDS/NCRPS. 31. Disclosure of Events or Information - NCDS/NCRPS. 32. Financial Results and Annual Report - NCDS/NCRPS. 33. Other Requirements - NCDS/NCRPS. 34. Obligations of Listed Entity which has Listed its Specified Securities and either Non-convertible Debt Securities or Non-convertible Redeemable Preference Shares or Both. Part E: Obligations of Listed Entity Which Has Listed Its Indian Depository Receipts: 35. Applicability, Definitions and General Obligations – IDR. 36. Periodical Reports – IDR. 37. Disclosure of Events or Information – IDR. 38. Other Provisions – IDR. Part F: Obligations of Listed Entity Which Has Listed Its Securitized Debt Instruments: 39. Applicability and Definitions – SDI. 40. Disclosure of Events or Information – SDI. 41. Other Provisions – SDI. Part G: Obligations of Listed Entity Which Has Listed Its Mutual Fund Units: 42. Applicability and Definitions - units of MF. 43. Disclosure of Information - units of MF. Part H: Miscellaneous Provisions: 44. Duties and Obligations of the Recognised Stock Exchange(s). 45. Penalties and Procedure for Action in Case of Default. 46. Miscellaneous. Appendix : Sebi (listing Obligations and Disclosure requirements) Regulations, 2015 (Listing Regulations).
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